Compliance and Regulatory
Information

Compliance
and
Regulatory
Information

Compliance and Regulatory Information

t Capital Guard, we are committed to maintaining the highest standards of integrity, transparency, and compliance. As a fully regulated financial services provider, we adhere to strict regulatory requirements set by the Australian Securities and Investments Commission (ASIC). Our dedication to responsible investment practices ensures that our clients can invest with confidence, knowing that their capital is protected and managed within a robust regulatory framework.

Capital Guard AU Pty Ltd (ACN 168 216 742, ABN 48 168 216 742) is licensed and regulated by ASIC, the Australian Securities and Investments Commission, under the Australian Financial Services (AFS) License number 498434
ASIC is the regulatory body responsible for overseeing companies and financial institutions in Australia, ensuring that they operate within a secure, fair, and transparent market. As part of our regulatory obligations, we:

1. follow
strict guidelines 

regarding financial conduct,
transparency, and the protection
of client assets.

2. Comply with capital adequacy requirements

ensuring that we maintain sufficient capital reserves to safeguard client investments.

3. Provide transparent and fair communication

ensuring that our clients have access to accurate and up-to-date information regarding our products and services.

4. Uphold stringent internal controls

and risk management practices to protect our clients’ interests.

FAQ

To ensure the legitimacy of a financial services company in Australia, it’s essential to confirm that it holds an Australian Financial Services License (AFSL). Capital Guard AU Pty Ltd operates under AFSL number 498434, which you can verify through the public register of AFSL holders available on the Australian Securities and Investments Commission (ASIC) website. We encourage all potential investors to perform due diligence before engaging with any financial institution.

Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast

Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast

Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast

Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast